General supervision and registration
Fair dealing as a supervisory standard | Registration and sponsor checks | Supervisory systems and branch audits | Order, option and retention records
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Exam Syllabus
Fair dealing as a supervisory standard | Registration and sponsor checks | Supervisory systems and branch audits | Order, option and retention records
Classifying CPO and CTA activity | CPO and CTA supervisory controls | Pool records and participant reports | CTA client records and reports
Disclosure document content and review | Management and incentive fees | Performance record comparability | Conflicts and principal-owned units
Customer financial and trading information | Resolving inconsistent customer facts | Leverage and loss disclosure | Long and short option risks
Upfront costs and break-even returns | Organizational expenses in net results | Combined CPO and CTA cost effects
FCM and IB transaction charges | Fee schedules and trade size | Changes to disclosed charges

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SECURENFA Branch Manager Examination (Series 30)
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Treasury Conquer brings guided video study, worked examples, and exam-style practice into one study flow.
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Your Treasury Conquer Career Launch Kit includes completed CV examples, six interview questions per career family, a worked case and a practical 30-day plan.
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A lifetime buyer bonus alongside your exam preparation. Fictional examples illustrate the tools; they are not candidate results or employment promises.
Show cash visibility, forecast reasoning and financial decision support. Project, analytics and supply-chain studies are transferable inputs, not treasury designations.
Sample from the kit · Fictional example
Finance operations analyst seeking treasury responsibilities, with experience reconciling inputs and explaining forecast differences. Preparing the next credential step while building practical cash-analysis evidence.
Reconciled a fictional 13-week cash forecast to bank and ledger inputs and documented four timing differences.
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Learner reviews
Feedback from learners using Treasury Conquer to make NFA Branch Manager Examination (Series 30) preparation more focused and manageable.
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Dana W.
Treasury Conquer learner
“While preparing for SERIES-30, I keep a small list of mistakes from Branch Concepts and Core Domain Knowledge. Reviewing why each answer went wrong keeps my study sessions more focused than simply rereading notes.”
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Treasury Conquer learner
“Great SERIES-30 prep. Treasury Conquer was clear and easy to use!”
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Treasury Conquer learner
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Treasury Conquer learner
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Treasury Conquer learner
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Rosa M.
Treasury Conquer learner
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Treasury Conquer learner
“I am still working through SERIES-30, especially Case Analysis and Exam-Style Scenarios. Going back through missed questions slowly has shown me which details I rush past when I practice under time pressure.”
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Treasury Conquer learner
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FAQ
An introducing broker solicits or accepts orders but does not accept customer funds for futures trading. The FCM handles the customer account and funds. A branch manager should trace the payment instructions and actual receipt: if a customer hands an IB representative a check intended for the IB, the problem is not cured by forwarding it later. The manager must address the improper receipt and direct future payments through the appropriate FCM process.
Trading results may be reduced by commissions, management fees, incentive fees, upfront charges and pool expenses. If a hypothetical $10,000 investment earns $1,200 before costs and incurs $200 in commissions and $300 in other stated fees, the investor has $10,700, a 7% net gain rather than a 12% gross gain. The manager should check which costs a performance figure includes before allowing a comparison or sales claim.
Correct the description before it is used with customers. A stop price is a trigger under the applicable order terms; a rapid market can produce a different execution price or prevent execution. The manager should review the proposed communication, ensure the relevant product risks are disclosed, and examine whether similar claims were made in earlier customer communications.
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